فصلنامه مطالعات هنر

فصلنامه مطالعات هنر

اضطراب ساختاری در موومان اول سمفونی شماره ۴۰ موتزارت: تحلیل ابهام هایپرمتریک، کروماتیسم و ناهم‌زمانی کادانس و بسته‌شدن فرمی

نوع مقاله : مقاله پژوهشی

نویسنده
دانش‌آموخته دکتری هنرهای اسلامی، دانشکده هنرهای صناعی، دانشگاه هنر اسلامی تبریز، تبریز، ایران.
10.22083/ssa.2026.589516.1146
چکیده
موومان اول سمفونی شماره ۴۰ موتزارت در سل مینور، K. 550، از آثاری است که اغلب با واژگانی مانند اندوه، التهاب و ناآرامی توصیف شده است. مقاله حاضر می‌کوشد این دریافت عاطفی را از سطح توصیف کلی به سطح تحلیل ساختاری پارتیتور منتقل کند و نشان دهد که «اضطراب ساختاری» چگونه از درون منطق فرم سونات شکل می‌گیرد. پژوهش کیفی، نظری و مبتنی بر تحلیل پارتیتور است و روابط متریک، هایپرمتریک، تونال، موتیفی، فرمی و کادانسی را بررسی می‌کند. چارچوب نظری مقاله میان تنش متعارف سونات و اضطراب ساختاری تمایز می‌گذارد؛ اضطرابی که نه واکنش روان‌شناختی اثبات‌شده شنونده، بلکه استمرار و جابه‌جایی ناپایداری میان سطوح موسیقایی است. یافته‌ها نشان می‌دهند که تقدم الگوی همراهی ویولاها بر تثبیت تم و ابهام هایپرمتریکِ میزان‌های ۱ تا ۲۰، ناپایداری را از آغاز فعال می‌کند. در گذار، این ناپایداری به فشار تونال و فرمی تبدیل می‌شود؛ در حوزه ثانوی، کادانس کامل اصیل در میزان ۶۶ نقطه پایان کادانسی را رقم می‌زند، اما تقویت پساکادانسیِ میزان‌های ۶۷ تا ۷۱ و آغاز ناحیه بسته‌شدن در میزان ۷۲ نشان می‌دهد که کادانس و بسته‌شدن فرمی هم‌زمان نیستند. بسط، از راه قطعه‌قطعه‌سازی، توالی و مدولاسیون، ناپایداری را تشدید می‌کند و بازگشت، همراه با احیای تونیک، سازوکارهای آغازین اضطراب را نیز بازمی‌گرداند. نتیجه پژوهش این است که ناآرامی موومان نه صرفاً پیامد مد مینور و نه نشانه فروپاشی نظم کلاسیک، بلکه برآمده از سازمانی چندلایه است که تنش را ایجاد، منتقل، تشدید و سرانجام مهار می‌کند.
کلیدواژه‌ها
موضوعات

عنوان مقاله English

Structural Anxiety in the First Movement of Mozart’s Symphony No. 40: Hypermetric Ambiguity, Chromaticism, and the Noncoincidence of Cadence and Formal Closure

نویسنده English

Hamed Mirzaei
PhD Graduate in Islamic Arts, Faculty of Islamic Handicrafts, Tabriz Islamic Art University, Tabriz, Iran.
چکیده English

Introduction

The first movement of Mozart’s Symphony No. 40 in G minor, K. 550, is frequently characterized as agitated, tragic, or restless. Such descriptions are intuitively persuasive, yet they remain analytically weak unless they can be connected to specific relations in the score. This study therefore asks how the movement supports an interpretation of structural anxiety through metric and hypermetric ambiguity, tonal and chromatic instability, motivic return, formal function, and the temporal separation of cadence from formal closure. Structural anxiety is not treated as an empirically demonstrated psychological state of every listener. It is defined more narrowly as the persistence and displacement of instability across musical levels: the stabilization of one parameter may coincide with renewed pressure in another. This definition distinguishes the proposed concept from the ordinary tension inherent in sonata form and allows affective interpretation to remain accountable to score-based evidence.



Methods

The research is qualitative, theoretical, and analytical. Its primary source is the 1880 Breitkopf & Härtel complete score in Mozarts Werke, Serie VIII, available through IMSLP. The movement is segmented into exposition (mm. 1–100), development (mm. 101–164), and recapitulation (mm. 165–299), and the internal zones are examined through Caplin’s theory of formal functions and Hepokoski and Darcy’s sonata-theoretical concepts. The analysis distinguishes bar-level meter from hypermeter, follows the opening motive and accompaniment pattern across formal zones, traces tonal motion and salient chromatic intensification, and separates thematic boundaries, cadential goals, postcadential reinforcement, and closing function. Claims are evaluated through exact locations in the score, their formal role, and their relation to tonal or cadential expectation. The two transmitted orchestral versions, with and without clarinets, share the formal and metric events discussed here; differences of color are therefore explicitly acknowledged but do not alter the central analytical segmentation.



Findings

The opening establishes the central mechanism of anxiety. The viola pulsation begins before the upper-string theme is fully stabilized, so the notated beginning and the perceptual emergence of the thematic idea do not coincide. In mm. 1–20, the relative strength of odd- and even-numbered bars remains open to more than one hypermetric hearing, as discussed by Lerdahl and Jackendoff and developed by Dodson. Repetition clarifies the thematic material without neutralizing the pulse beneath it. The transition in mm. 21–43 converts this local instability into directed formal and tonal pressure: intensification, modulation, and orchestral expansion lead toward the secondary key rather than merely linking two self-contained themes.

The secondary zone in B-flat major provides genuine contrast, but not complete release. Its parallel phrases in mm. 44–51 and 52–66 culminate in a strong perfect authentic cadence at m. 66, a convincing candidate for the essential expositional closure. The cadence must nevertheless be distinguished from the onset of closing function. Measures 67–71 reinforce the cadential arrival, while the P-based closing material begins at m. 72. Thus, the exposition does achieve tonal closure; the analytical point is not cadential failure but noncoincidence between EEC, postcadential reinforcement, and the beginning of C. The return of primary-zone material inside the closing space preserves earlier rhythmic and motivic energy even after the secondary key has been secured.

The development intensifies this process by detaching recognizable material from stable tonal and formal locations. Fragmentation, sequential repetition, modulation, and chromatic voice-leading make familiarity itself unstable: the listener recognizes the material but cannot assign it a settled place. The recapitulation at m. 165 restores G minor while simultaneously restoring the opening accompaniment and thematic conditions that generated the initial tension. Tonal return therefore solves the exposition’s large-scale tonal opposition without erasing the movement’s characteristic instability. In the recapitulation, the secondary material is reinterpreted in the tonic domain, and the final closing zone, mm. 261–299, produces an unequivocal ending through reiteration, accentual emphasis, and decisive cadential articulation. The end contains rather than abolishes the accumulated energy.



Conclusion

The movement’s unrest is not reducible to the minor mode, a single chromatic event, or a breakdown of Classical order. It arises from a coordinated design in which instability moves among hypermeter, tonal direction, motivic identity, cadence, and formal function. Sonata form is therefore not merely the container of anxiety; its norm-directed processes generate, transfer, intensify, and finally contain that anxiety. The concept of structural anxiety offers a disciplined bridge between technical analysis and affective interpretation because it requires every expressive claim to be anchored in formal and tonal evidence. The study remains limited to the score and does not claim uniform listener response. Comparative work on recordings, tempo, articulation, and empirical listening could test how strongly different performances project or reduce the structural relations identified here.

کلیدواژه‌ها English

structural anxiety
Mozart’s Symphony No. 40
sonata form
hypermetric ambiguity
formal closure

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انتشار آنلاین از 05 مهر 1405